Efficient Prime Brokerage,
Effective Results

Futu Clearing, a division of Futu Holdings Limited, excels in providing tailored execution and clearing solutions for Broker/Dealers and Foreign Financial Institutions. As a fintech company focused on retail market and clearing services, it is expanding into the institutional sector with services for Hedge Funds and Prime Brokerage clientele. With its advanced technology, Futu Clearing delivers innovative, effective, and comprehensive multi-custodial services. Its solid technology infrastructure supports a complete range of financial services, including a unique API and an Order Management System (OMS), ensuring operations are secure and dependable. Clients of Futu Clearing benefit from smooth trading experiences focusing on US equities and Options, Securities Lending inventory, competitive pricing, clear electronic trading, and detailed financial reporting. Futu Clearing holds SEC registration, highlighting our dedication to pioneering and outstanding financial technology solutions.

For further information about Futu Clearing Inc. and its representatives, please visit Financial Industry Regulatory Authority (FINRA)’s BrokerCheck. Brokerage accounts with Futu Clearing Inc. are protected by the Securities Investor Protection Corporation (SIPC). Explanatory brochure available upon request or at www.sipc.org.

Margin trading involves interest charges and heightened risks, including the potential to lose more than invested funds or the need to deposit additional collateral. Before trading on margin, customers are advised to determine whether this type of trading is appropriate for them in light of their respective investment objective, experience, risk tolerance and financial situation.

All investments involve risk, including possible loss of principal. Past performance of a security, market, or financial product does not guarantee future results. Electronic trading poses unique risk to investors. System response and access times may vary due to market conditions, system performance, and other factors. Market volatility, volume, and system availability may delay account access and trade executions.

No content on the website shall be considered a recommendation or solicitation for the purchase or sale of securities, futures or other investment products. All information and data on the website are for reference only and no historical data shall be considered as the basis for judging future trends.

Information contained on this website is general in nature and has been prepared without any consideration of customers’ investment objectives, financial situations or needs. Customers should consider the appropriateness of the information having regard to their personal circumstances before making any investment decisions.

Investment products are not insured by the FDIC or guaranteed by a bank, and may decline in value.

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